Griswold v. Connecticut, 381 U.S.
479 (1965) (USSC+)
Syllabus
Appellants, the Executive Director of the Planned
Parenthood League of Connecticut, and its medical director, a licensed physician, were
convicted as accessories for giving married persons information and medical advice on how
to prevent conception and, following examination, prescribing a contraceptive device or
material for the wife's use. A Connecticut statute makes it a crime for any person to use
any drug or article to prevent conception. Appellants claimed that the accessory statute,
as applied, violated the Fourteenth Amendment. An intermediate appellate court and the
State's highest court affirmed the judgment.
Held:
1. Appellants have standing to assert the constitutional rights of
the married people. Tileston v. Ullman, 318 U.S. 44, distinguished. P. 481.
2. The Connecticut statute forbidding use of contraceptives violates
the right of marital privacy which is within the penumbra of specific guarantees of the
Bill of Rights. Pp. 481-486.
151 Conn. 544, 200 A.2d 479, reversed. [p*480]
Opinions
DOUGLAS, J., Opinion of the Court
MR. JUSTICE DOUGLAS delivered the opinion of the Court.
Appellant Griswold is Executive Director of the Planned Parenthood
League of Connecticut. Appellant Buxton is a licensed physician and a professor at the
Yale Medical School who served as Medical Director for the League at its Center in New
Haven -- a center open and operating from November 1 to November 10, 1961, when appellants
were arrested.
They gave information, instruction, and medical advice to married
persons as to the means of preventing conception. They examined the wife and
prescribed the best contraceptive device or material for her use. Fees were usually
charged, although some couples were serviced free.
The statutes whose constitutionality is involved in this appeal are
§§ 53-32 and 54-196 of the General Statutes of Connecticut (1958 rev.). The former
provides:
Any person who uses any drug, medicinal article or instrument for
the purpose of preventing conception shall be fined not less than fifty dollars or
imprisoned not less than sixty days nor more than one year or be both fined and
imprisoned.
Section 54-196 provides:
Any person who assists, abets, counsels, causes, hires or commands
another to commit any offense may be prosecuted and punished as if he were the principal
offender.
The appellants were found guilty as accessories and fined $100 each,
against the claim that the accessory statute, as so applied, violated the Fourteenth
Amendment. The Appellate Division of the Circuit Court affirmed. The Supreme Court of
Errors affirmed that judgment. 151 Conn. 544, 200 A.2d 479. We noted probable
jurisdiction. 379 U.S. 926. [p*481]
We think that appellants have standing to raise the
constitutional rights of the married people with whom they had a professional
relationship. Tileston v. Ullman, 318 U.S. 44, is different, for there the
plaintiff seeking to represent others asked for a declaratory Judgment. In that situation,
we thought that the requirements of standing should be strict, lest the standards of
"case or controversy" in Article III of the Constitution become blurred. Here,
those doubts are removed by reason of a criminal conviction for serving married couples in
violation of an aiding-and-abetting statute. Certainly the accessory should have standing
to assert that the offense which he is charged with assisting is not, or cannot
constitutionally be, a crime.
This case is more akin to Truax v. Raich, 239 U.S. 33, where
an employee was permitted to assert the rights of his employer; to Pierce v. Society of
Sisters, 268 U.S. 510, where the owners of private schools were entitled to assert the
rights of potential pupils and their parents, and to Barrows v. Jackson, 346 U.S.
249, where a white defendant, party to a racially restrictive covenant, who was being sued
for damages by the covenantors because she had conveyed her property to Negroes, was
allowed to raise the issue that enforcement of the covenant violated the rights of
prospective Negro purchasers to equal protection, although no Negro was a party to the
suit. And see Meyer v. Nebraska, 262 U.S. 390; Adler v. Board of Education,
342 U.S. 485; NAACP v. Alabama, 357 U.S. 449; NAACP v. Button, 371 U.S. 415.
The rights of husband and wife, pressed here, are likely to be diluted or adversely
affected unless those rights are considered in a suit involving those who have this kind
of confidential relation to them.
Coming to the merits, we are met with a wide range of questions that
implicate the Due Process Clause of the Fourteenth Amendment. Overtones of some arguments [p*482] suggest that Lochner v. New York, 198 U.S. 45, should be
our guide. But we decline that invitation, as we did in West Coast Hotel Co. v.
Parrish, 300 U.S. 379; Olsen v. Nebraska, 313 U.S. 236; Lincoln Union v.
Northwestern Co., 335 U.S. 525; Williamson v. Lee Optical Co., 348 U.S. 483; Giboney
v. Empire Storage Co., 336 U.S. 490. We do not sit as a super-legislature to determine
the wisdom, need, and propriety of laws that touch economic problems, business affairs, or
social conditions. This law, however, operates directly on an intimate relation of husband
and wife and their physician's role in one aspect of that relation.
The association of people is not mentioned in the Constitution nor
in the Bill of Rights. The right to educate a child in a school of the parents' choice --
whether public or private or parochial -- is also not mentioned. Nor is the right to study
any particular subject or any foreign language. Yet the First Amendment has been construed
to include certain of those rights.
By Pierce v. Society of Sisters, supra, the right to educate
one's children as one chooses is made applicable to the States by the force of the First
and Fourteenth Amendments. By Meyer v. Nebraska, supra, the same dignity is given
the right to study the German language in a private school. In other words, the State may
not, consistently with the spirit of the First Amendment, contract the spectrum of
available knowledge. The right of freedom of speech and press includes not only the right
to utter or to print, but the right to distribute, the right to receive, the right to read
(Martin v. Struthers, 319 U.S. 141, 143) and freedom of inquiry, freedom of
thought, and freedom to teach (see Wiemann v. Updegraff, 344 U.S. 183, 195) --
indeed, the freedom of the entire university community. Sweezy v. New Hampshire,
354 U.S. 234, 249-250, 261-263; Barenblatt v. United States, 360 U.S. 109, 112; Baggett
v. Bullitt, 377 U.S. 360, 369. Without [p*483] those peripheral
rights, the specific rights would be less secure. And so we reaffirm the principle of the Pierce
and the Meyer cases.
In NAACP v. Alabama, 357 U.S. 449, 462 we protected the
"freedom to associate and privacy in one's associations," noting that freedom of
association was a peripheral First Amendment right. Disclosure of membership lists of a
constitutionally valid association, we held, was invalid
as entailing the likelihood of a substantial restraint upon the
exercise by petitioner's members of their right to freedom of association.
Ibid. In other words, the First Amendment has a penumbra
where privacy is protected from governmental intrusion. In like context, we have protected
forms of "association" that are not political in the customary sense, but
pertain to the social, legal, and economic benefit of the members. NAACP v. Button,
371 U.S. 415, 430-431. In Schware v. Board of Bar Examiners, 353 U.S. 232, we held
it not permissible to bar a lawyer from practice because he had once been a member of the
Communist Party. The man's "association with that Party" was not shown to be
"anything more than a political faith in a political party" (id. at 244),
and was not action of a kind proving bad moral character. Id. at 245-246.
Those cases involved more than the "right of assembly" --
a right that extends to all, irrespective of their race or ideology. De Jonge v.
Oregon, 299 U.S. 353. The right of "association," like the right of belief (Board
of Education v. Barnette, 319 U.S. 624), is more than the right to attend a meeting;
it includes the right to express one's attitudes or philosophies by membership in a group
or by affiliation with it or by other lawful means. Association in that context is a form
of expression of opinion, and, while it is not expressly included in the First Amendment,
its existence is necessary in making the express guarantees fully meaningful. [p*484]
The foregoing cases suggest that specific guarantees in the
Bill of Rights have penumbras, formed by emanations from those guarantees that help give
them life and substance. See Poe v. Ullman, 367 U.S. 497, 516-522 (dissenting
opinion). Various guarantees create zones of privacy. The right of association contained
in the penumbra of the First Amendment is one, as we have seen. The Third Amendment, in
its prohibition against the quartering of soldiers "in any house" in time of
peace without the consent of the owner, is another facet of that privacy. The Fourth
Amendment explicitly affirms the "right of the people to be secure in their persons,
houses, papers, and effects, against unreasonable searches and seizures." The Fifth
Amendment, in its Self-Incrimination Clause, enables the citizen to create a zone of
privacy which government may not force him to surrender to his detriment. The Ninth
Amendment provides: "The enumeration in the Constitution, of certain rights, shall
not be construed to deny or disparage others retained by the people."
The Fourth and Fifth Amendments were described in Boyd v. United
States, 116 U.S. 616, 630, as protection against all governmental invasions "of
the sanctity of a man's home and the privacies of life." [*] We recently referred [p*485] in Mapp v. Ohio, 367 U.S. 643, 656, to the Fourth Amendment
as creating a "right to privacy, no less important than any other right carefully an
particularly reserved to the people." See Beaney, The Constitutional Right to
Privacy, 1962 Sup.Ct.Rev. 212; Griswold, The Right to be Let Alone, 55 Nw.U.L.Rev. 216
(1960).
We have had many controversies over these penumbral rights of
"privacy and repose." See, e.g., Breard v. Alexandria, 341 U.S. 622, 626,
644; Public Utilities Comm'n v. Pollak, 343 U.S. 451; Monroe v. Pape, 365
U.S. 167; Lanza v. New York, 370 U.S. 139; Frank v. Maryland, 359 U.S. 360; Skinner
v. Oklahoma, 316 U.S. 535, 541. These cases bear witness that the right of privacy
which presses for recognition here is a legitimate one.
The present case, then, concerns a relationship lying within the
zone of privacy created by several fundamental constitutional guarantees. And it concerns
a law which, in forbidding the use of contraceptives, rather than regulating their
manufacture or sale, seeks to achieve its goals by means having a maximum destructive
impact upon that relationship. Such a law cannot stand in light of the familiar principle,
so often applied by this Court, that a
governmental purpose to control or prevent activities
constitutionally subject to state regulation may not be achieved by means which sweep
unnecessarily broadly and thereby invade the area of protected freedoms.
NAACP v. Alabama, 377 U.S. 288, 307. Would we allow the police to
search the sacred precincts of marital bedrooms for telltale signs of the use of
contraceptives? The [p*486] very idea is repulsive to the notions of
privacy surrounding the marriage relationship.
We deal with a right of privacy older than the Bill of Rights --
older than our political parties, older than our school system. Marriage is a coming
together for better or for worse, hopefully enduring, and intimate to the degree of being
sacred. It is an association that promotes a way of life, not causes; a harmony in living,
not political faiths; a bilateral loyalty, not commercial or social projects. Yet it is an
association for as noble a purpose as any involved in our prior decisions.
Reversed.
* The Court said in full about this right of
privacy:
The principles laid down in this opinion [by Lord
Camden in Entick v. Carrington, 19 How.St.Tr. 1029] affect the very essence of
constitutional liberty and security. They reach farther than the concrete form of the case
then before the court, with its adventitious circumstances; they apply to all invasions on
the part of the government and its employes of the sanctity of a man's home and the
privacies of life. It is not the breaking of his doors, and the rummaging of his drawers,
that constitutes the essence of the offence; but it is the invasion of his indefeasible
right of personal security, personal liberty and private property, where that right has
never been forfeited by his conviction of some public offence -- it is the invasion of
this sacred right which underlies and constitutes the essence of Lord Camden's judgment.
Breaking into a house and opening boxes and drawers are circumstances of aggravation; but
any forcible and compulsory extortion of a man's own testimony or of his private papers to
be used as evidence to convict him of crime or to forfeit his goods is within the
condemnation of that judgment. In this regard, the Fourth and Fifth Amendments run almost
into each other.
116 U.S. at 630.
GOLDBERG, J., Concurring Opinion
MR. JUSTICE GOLDBERG, whom THE CHIEF JUSTICE and MR. JUSTICE
BRENNAN join, concurring.
I agree with the Court that Connecticut's birth control law
unconstitutionally intrudes upon the right of marital privacy, and I join in its opinion
and judgment. Although I have not accepted the view that "due process," as used
in the Fourteenth Amendment, incorporates all of the first eight Amendments (see my
concurring opinion in Pointer v. Texas, 380 U.S. 400, 410, and the dissenting
opinion of MR. JUSTICE BRENNAN in Cohen v. Hurley, 366 U.S. 117, 154), I do agree
that the concept of liberty protects those personal rights that are fundamental, and is
not confined to the specific terms of the Bill of Rights. My conclusion that the concept
of liberty is not so restricted, and that it embraces the right of marital privacy, though
that right is not mentioned explicitly in the Constitution, [n1] is supported both by
numerous [p*487] decisions of this Court, referred to in the Court's
opinion, and by the language and history of the Ninth Amendment. In reaching the
conclusion that the right of marital privacy is protected as being within the protected
penumbra of specific guarantees of the Bill of Rights, the Court refers to the Ninth
Amendment, ante at 484. I add these words to emphasize the relevance of that
Amendment to the Court's holding.
The Court stated many years ago that the Due Process Clause protects
those liberties that are "so rooted in the traditions and conscience of our people as
to be ranked as fundamental." Snyder v. Massachusetts, 291 U.S. 7, 105. In Gitlow
v. New York, 268 U.S. 652, 666, the Court said:
For present purposes, we may and do assume that freedom of speech
and of the press -- which are protected by the First Amendment from abridgment by Congress
-- are among the fundamental personal rights and "liberties" protected by
the due process clause of the Fourteenth Amendment from impairment by the States.
(Emphasis added.) [p*488] And, in Meyer v.
Nebraska, 262 U.S. 390, 399, the Court, referring to the Fourteenth Amendment, stated:
While this Court has not attempted to define with exactness the
liberty thus guaranteed, the term has received much consideration, and some of the
included things have been definitely stated. Without doubt, it denotes not merely freedom
from bodily restraint, but also [for example,] the right . . . to marry, establish a home
and bring up children. . . .
This Court, in a series of decisions, has held that the Fourteenth
Amendment absorbs and applies to the States those specifics of the first eight amendments
which express fundamental personal rights. [n2] The language and history of the Ninth
Amendment reveal that the Framers of the Constitution believed that there are additional
fundamental rights, protected from governmental infringement, which exist alongside those
fundamental rights specifically mentioned in the first eight constitutional amendments.
The Ninth Amendment reads, "The enumeration in the Constitution, of certain rights,
shall not be construed to deny or disparage others retained by the people." The
Amendment is almost entirely the work of James Madison. It was introduced in Congress by
him, and passed the House and Senate with little or no debate and virtually no change in
language. It was proffered to quiet expressed fears that a bill of specifically enumerated
rights [n3] could not be sufficiently broad to cover all essential [p*489]
rights, and that the specific mention of certain rights would be interpreted as a denial
that others were protected. [n4]
In presenting the proposed Amendment, Madison said:
It has been objected also against a bill of rights that, by
enumerating particular exceptions to the grant of power, it would disparage those rights
which were not placed in that enumeration, and it might follow, by implication, that those
rights which were not singled out were intended to be assigned into the hands of the
General Government, and were consequently insecure. This is one of the most plausible
arguments I have ever heard urged against the admission of a bill of rights into this
system, but I conceive that it may be guarded against. I have attempted it, as gentlemen
may see by turning to the [p*490] last clause of the fourth
resolution [the Ninth Amendment].
I Annals of Congress 439 (Gales and Seaton ed. 1834). Mr. Justice
Story wrote of this argument against a bill of rights and the meaning of the Ninth
Amendment:
In regard to . . . [a] suggestion, that the affirmance of certain
rights might disparage others, or might lead to argumentative implications in favor of
other powers, it might be sufficient to say that such a course of reasoning could never be
sustained upon any solid basis. . . . But a conclusive answer is that such an attempt may
be interdicted (as it has been) by a positive declaration in such a bill of rights that
the enumeration of certain rights shall not be construed to deny or disparage others
retained by the people.
II Story, Commentaries on the Constitution of the United States
626-627 (5th ed. 1891). He further stated, referring to the Ninth Amendment:
This clause was manifestly introduced to prevent any perverse or
ingenious misapplication of the well known maxim that an affirmation in particular cases
implies a negation in all others, and, e converso, that a negation in particular
cases implies an affirmation in all others.
Id. at 651. These statements of Madison and Story make clear
that the Framers did not intend that the first eight amendments be construed to exhaust
the basic and fundamental rights which the Constitution guaranteed to the people. [n5]
While this Court has had little occasion to interpret the Ninth
Amendment, [n6] "[i]t cannot be presumed that any [p*491]
clause in the constitution is intended to be without effect." Marbury v. Madison,
1 Cranch 137, 174. In interpreting the Constitution, "real effect should be given to
all the words it uses." Myers v. United States, 272 U.S. 52, 151. The Ninth
Amendment to the Constitution may be regarded by some as a recent discovery, and may be
forgotten by others, but, since 1791, it has been a basic part of the Constitution which
we are sworn to uphold. To hold that a right so basic and fundamental and so deep-rooted
in our society as the right of privacy in marriage may be infringed because that right is
not guaranteed in so many words by the first eight amendments to the Constitution is to
ignore the Ninth Amendment, and to give it no effect whatsoever. Moreover, a judicial
construction that this fundamental right is not protected by the Constitution because it
is not mentioned in explicit terms by one of the first eight amendments or elsewhere in
the Constitution would violate the Ninth Amendment, which specifically states that [p*492] "[t]he enumeration in the Constitution, of certain rights,
shall not be construed to deny or disparage others retained by the people."
(Emphasis added.)
A dissenting opinion suggests that my interpretation of the Ninth
Amendment somehow "broaden[s] the powers of this Court." Post at 520.
With all due respect, I believe that it misses the import of what I am saying. I do not
take the position of my Brother BLACK in his dissent in Adamson v. California, 332
U.S. 46, 68, that the entire Bill of Rights is incorporated in the Fourteenth Amendment,
and I do not mean to imply that the Ninth Amendment is applied against the States by the
Fourteenth. Nor do I mean to state that the Ninth Amendment constitutes an independent
source of rights protected from infringement by either the States or the Federal
Government. Rather, the Ninth Amendment shows a belief of the Constitution's authors that
fundamental rights exist that are not expressly enumerated in the first eight amendments,
and an intent that the list of rights included there not be deemed exhaustive. As any
student of this Court's opinions knows, this Court has held, often unanimously, that the
Fifth and Fourteenth Amendments protect certain fundamental personal liberties from
abridgment by the Federal Government or the States. See, e.g., Bolling v. Sharpe,
347 U.S. 497; Aptheker v. Secretary of State, 378 U.S. 500; Kent v. Dulles,
357 U.S. 116, Cantwell v. Connecticut, 310 U.S. 296; NAACP v. Alabama, 357
U.S. 449; Gideon v. Wainwright, 372 U.S. 335; New York Times Co. v. Sullivan,
376 U.S. 254. The Ninth Amendment simply shows the intent of the Constitution's authors
that other fundamental personal rights should not be denied such protection or disparaged
in any other way simply because they are not specifically listed in the first eight
constitutional amendments. I do not see how this broadens the authority [p*493]
of the Court; rather it serves to support what this Court has been doing in protecting
fundamental rights.
Nor am I turning somersaults with history in arguing that the Ninth
Amendment is relevant in a case dealing with a State's infringement of a fundamental
right. While the Ninth Amendment -- and indeed the entire Bill of Rights -- originally
concerned restrictions upon federal power, the subsequently enacted Fourteenth Amendment
prohibits the States as well from abridging fundamental personal liberties. And the Ninth
Amendment, in indicating that not all such liberties are specifically mentioned in the
first eight amendments, is surely relevant in showing the existence of other fundamental
personal rights, now protected from state, as well as federal, infringement. In sum, the
Ninth Amendment simply lends strong support to the view that the "liberty"
protected by the Fifth and Fourteenth Amendments from infringement by the Federal
Government or the States is not restricted to rights specifically mentioned in the first
eight amendments. Cf. United Public Workers v. Mitchell, 330 U.S. 75, 94-95.
In determining which rights are fundamental, judges are not left at
large to decide cases in light of their personal and private notions. Rather, they must
look to the "traditions and [collective] conscience of our people" to determine
whether a principle is "so rooted [there] . . . as to be ranked as fundamental."
Snyder v. Massachusetts, 291 U.S. 97, 105. The inquiry is whether a right involved
is of such a character that it cannot be denied without violating
those "fundamental principles of liberty and justice which lie at the base of all our
civil and political institutions." . . .
Powell v. Alabama, 287 U.S. 45, 67. "Liberty" also
"gains content from the emanations of . . . specific [constitutional]
guarantees," and "from experience with the requirements of a free society."
Poe [p*494] v. Ullman, 367 U.S. 497, 517 (dissenting
opinion of MR. JUSTICE DOUGLAS). [n7]
I agree fully with the Court that, applying these tests, the right
of privacy is a fundamental personal right, emanating "from the totality of the
constitutional scheme under which we live." Id. at 521. Mr. Justice Brandeis,
dissenting in Olmstead v. United States, 277 U.S. 438, 478, comprehensively
summarized the principles underlying the Constitution's guarantees of privacy:
The protection guaranteed by the [Fourth and Fifth] Amendments is
much broader in scope. The makers of our Constitution undertook to secure conditions
favorable to the pursuit of happiness. They recognized the significance of man's spiritual
nature of his feelings and of his intellect. They knew that only a part of the pain,
pleasure and satisfactions of life are to be found in material things. They sought to
protect Americans in their beliefs, their thoughts, their emotions and their sensations.
They conferred, as against the Government, the right to be let alone -- the most
comprehensive of rights and the right most valued by civilized men. [p*495]
The Connecticut statutes here involved deal with a
particularly important and sensitive area of privacy -- that of the marital relation and
the marital home. This Court recognized in Meyer v. Nebraska, supra, that the right
"to marry, establish a home and bring up children" was an essential part of the
liberty guaranteed by the Fourteenth Amendment. 262 U.S. at 399. In Pierce v. Society
of Sisters, 268 U.S. 510, the Court held unconstitutional an Oregon Act which forbade
parents from sending their children to private schools because such an act
"unreasonably interferes with the liberty of parents and guardians to direct the
upbringing and education of children under their control." 268 U.S. at 534-535. As
this Court said in Prince v. Massachusetts, 321 U.S. 158, at 166, the Meyer
and Pierce decisions "have respected the private realm of family life which
the state cannot enter."
I agree with MR. JUSTICE HARLAN's statement in his dissenting
opinion in Poe v. Ullman, 367 U.S. 497, 551-552:
Certainly the safeguarding of the home does not follow merely from
the sanctity of property rights. The home derives its preeminence as the seat of family
life. And the integrity of that life is something so fundamental that it has been found to
draw to its protection the principles of more than one explicitly granted Constitutional
right. . . . Of this whole "private realm of family life," it is difficult to
imagine what is more private or more intimate than a husband and wife's marital relations.
The entire fabric of the Constitution and the purposes that clearly
underlie its specific guarantees demonstrate that the rights to marital privacy and to
marry and raise a family are of similar order and magnitude as the fundamental rights
specifically protected.
Although the Constitution does not speak in so many words of the
right of privacy in marriage, I cannot believe that it offers these fundamental rights no
protection. The fact that no particular provision of the Constitution [p*496]
explicitly forbids the State from disrupting the traditional relation of the family -- a
relation as old and as fundamental as our entire civilization -- surely does not show that
the Government was meant to have the power to do so. Rather, as the Ninth Amendment
expressly recognizes, there are fundamental personal rights such as this one, which are
protected from abridgment by the Government, though not specifically mentioned in the
Constitution.
My Brother STEWART, while characterizing the Connecticut birth
control law as "an uncommonly silly law," post at 527, would nevertheless
let it stand on the ground that it is not for the courts to "`substitute their social
and economic beliefs for the judgment of legislative bodies, who are elected to pass
laws.'" Post at 528. Elsewhere, I have stated that,
[w]hile I quite agree with Mr. Justice Brandeis that . . . "a .
. . State may . . . serve as a laboratory, and try novel social and economic
experiments," New State Ice Co. v. Liebmann, 285 U.S. 262, 280, 311
(dissenting opinion), I do not believe that this includes the power to experiment with the
fundamental liberties of citizens. . . . [n8]
The vice of the dissenters' views is that it would permit such
experimentation by the States in the area of the fundamental personal rights of its
citizens. I cannot agree that the Constitution grants such power either to the States or
to the Federal Government.
The logic of the dissents would sanction federal or state
legislation that seems to me even more plainly unconstitutional than the statute before
us. Surely the Government, absent a showing of a compelling subordinating state interest,
could not decree that all husbands and wives must be sterilized after two children have
been born [p*497] to them. Yet, by their reasoning, such an invasion
of marital privacy would not be subject to constitutional challenge, because, while it
might be "silly," no provision of the Constitution specifically prevents the
Government from curtailing the marital right to bear children and raise a family. While it
may shock some of my Brethren that the Court today holds that the Constitution protects
the right of marital privacy, in my view, it is far more shocking to believe that the
personal liberty guaranteed by the Constitution does not include protection against such
totalitarian limitation of family size, which is at complete variance with our
constitutional concepts. Yet if, upon a showing of a slender basis of rationality, a law
outlawing voluntary birth control by married persons is valid, then, by the same
reasoning, a law requiring compulsory birth control also would seem to be valid. In my
view, however, both types of law would unjustifiably intrude upon rights of marital
privacy which are constitutionally protected.
In a long series of cases, this Court has held that, where
fundamental personal liberties are involved, they may not be abridged by the States simply
on a showing that a regulatory statute has some rational relationship to the effectuation
of a proper state purpose.
Where there is a significant encroachment upon personal liberty, the
State may prevail only upon showing a subordinating interest which is compelling,
Bates v. Little Rock, 361 U.S. 516, 524. The law must be
shown "necessary, and not merely rationally related, to the accomplishment of a
permissible state policy." McLaughlin v. Florida, 379 U.S. 184, 196. See
Schneider v. Irvington, 308 U.S. 147, 161.
Although the Connecticut birth control law obviously encroaches upon
a fundamental personal liberty, the State does not show that the law serves any
"subordinating [state] interest which is compelling," or that it is
"necessary [p*498] . . . to the accomplishment of a permissible
state policy." The State, at most, argues that there is some rational relation
between this statute and what is admittedly a legitimate subject of state concern -- the
discouraging of extramarital relations. It says that preventing the use of birth control
devices by married persons helps prevent the indulgence by some in such extramarital
relations. The rationality of this justification is dubious, particularly in light of the
admitted widespread availability to all persons in the State of Connecticut. unmarried as
well as married, of birth control devices for the prevention of disease, as distinguished
from the prevention of conception, see Tileston v. Ullman, 129 Conn. 84, 26 A.2d
582. But, in any event, it is clear that the state interest in safeguarding marital
fidelity can be served by a more discriminately tailored statute which does not, like the
present one, sweep unnecessarily broadly, reaching far beyond the evil sought to be dealt
with and intruding upon the privacy of all married couples. See Aptheker v. Secretary
of State, 378 U.S. 500, 514; NAACP v. Alabama, 377 U.S. 288, 307-308; McLaughlin
v. Florida, supra, at 196. Here, as elsewhere, "[p]recision of regulation must be
the touchstone in an area so closely touching our most precious freedoms." NAACP
v. Button, 371 U.S. 415, 438. The State of Connecticut does have statutes, the
constitutionality of which is beyond doubt, which prohibit adultery and fornication. See
Conn.Gen.Stat. §§ 53-218, 53-219 et seq. These statutes demonstrate that means
for achieving the same basic purpose of protecting marital fidelity are available to
Connecticut without the need to "invade the area of protected freedoms." NAACP
v. Alabama, supra, at 307. See McLaughlin v. Florida, supra, at 196.
Finally, it should be said of the Court's holding today that it in
no way interferes with a State's proper regulation [p*499] of sexual
promiscuity or misconduct. As my Brother HARLAN so well stated in his dissenting opinion
in Poe v. Ullman, supra, at 553.
Adultery, homosexuality and the like are sexual intimacies which the
State forbids . . . , but the intimacy of husband and wife is necessarily an essential and
accepted feature of the institution of marriage, an institution which the State not only
must allow, but which, always and in every age, it has fostered and protected. It is one
thing when the State exerts its power either to forbid extramarital sexuality . . . or to
say who may marry, but it is quite another when, having acknowledged a marriage and the
intimacies inherent in it, it undertakes to regulate by means of the criminal law the
details of that intimacy.
In sum, I believe that the right of privacy in the marital relation
is fundamental and basic -- a personal right "retained by the people" within the
meaning of the Ninth Amendment. Connecticut cannot constitutionally abridge this
fundamental right, which is protected by the Fourteenth Amendment from infringement by the
States. I agree with the Court that petitioners' convictions must therefore be reversed.
1. My Brother STEWART dissents on the ground that he
can find no . . . general right of privacy in the
Bill of Rights, in any other part of the Constitution, or in any case ever before decided
by this Court.
Post at 530. He would require a more explicit guarantee than
the one which the Court derives from several constitutional amendments. This Court,
however, has never held that the Bill of Rights or the Fourteenth Amendment protects only
those rights that the Constitution specifically mentions by name. See, e.g., Bolling v.
Sharpe, 347 U.S. 497; Aptheker v. Secretary of State, 378 U.S. 500; Kent v.
Dulles, 357 U.S. 116; Carrington v. Rash, 380 U.S. 89, 96; Schware v. Board
of Bar Examiners, 353 U.S. 232; NAACP v. Alabama, 360 U.S. 240; Pierce v.
Society of Sisters, 268 U.S. 510; Meyer v. Nebraska, 262 U.S. 390. To the
contrary, this Court, for example, in Bolling v. Sharpe, supra, while recognizing
that the Fifth Amendment does not contain the "explicit safeguard" of an equal
protection clause, id. at 499, nevertheless derived an equal protection principle
from that Amendment's Due Process Clause. And in Schware v. Board of Bar Examiners,
supra, the Court held that the Fourteenth Amendment protects from arbitrary state
action the right to pursue an occupation, such as the practice of law.
2. See, e.g., Chicago, B. & Q. R. Co. v. Chicago, 166
U.S. 226; Gitlow v. New York, supra; Cantwell v. Connecticut, 310 U.S. 296; Wolf
v. Colorado, 338 U.S. 25; Robinson v. California, 370 U.S. 660; Gideon v.
Wainwright, 372 U.S. 335; Malloy v. Hogan, 378 U.S. 1; Pointer v. Texas,
supra; Griffin v. California, 380 U.S. 609.
3. Madison himself had previously pointed out the dangers of
inaccuracy resulting from the fact that "no language is so copious as to supply words
and phrases for every complex idea." The Federalist, No. 37 (Cooke ed.1961) at 236.
4. Alexander Hamilton was opposed to a bill of rights on the ground
that it was unnecessary, because the Federal Government was a government of delegated
powers, and it was not granted the power to intrude upon fundamental personal rights. The
Federalist, No. 84 (Cooke ed.1961), at 578-579. He also argued,
I go further, and affirm that bills of rights, in
the sense and in the extent in which they are contended for, are not only unnecessary in
the proposed constitution, but would even be dangerous. They would contain various
exceptions to powers which are not granted, and, on this very account, would afford a
colourable pretext to claim more than were granted. For why declare that things shall not
be done which there is no power to do? Why, for instance, should it be said that the
liberty of the press shall not be restrained when no power is given by which restrictions
may be imposed? I will not contend that such a provision would confer a regulating power;
but it is evident that it would furnish, to men disposed to usurp, a plausible pretence
for claiming that power.
Id. at 579. The Ninth Amendment, and the Tenth Amendment,
which provides,
The powers not delegated to the United States by the
Constitution, nor prohibited by it to the States, are reserved to the States respectively,
or to the people,
were apparently also designed in part to meet the above-quoted
argument of Hamilton.
5. The Tenth Amendment similarly made clear that the States and the
people retained all those powers not expressly delegated to the Federal Government.
6. This Amendment has been referred to as "The Forgotten Ninth
Amendment," in a book with that title by Bennett B. Patterson (1955). Other
commentary on the Ninth Amendment includes Redlich, Are There "Certain Rights . . .
Retained by the People"? 37 N.Y.U.L.Rev. 787 (1962), and Kelsey, The Ninth Amendment
of the Federal Constitution, 11 Ind.L.J. 309 (1936). As far as I am aware, until today,
this Court has referred to the Ninth Amendment only in United Public Workers v.
Mitchell, 330 U.S. 75, 94-95; Tennessee Electric Power Co. v. TVA, 306 U.S.
118, 143-144, and Ashwander v. TVA, 297 U.S. 288, 330-331. See also Calder v.
Bull, 3 Dall. 386, 388; Loan Assn. v. Topeka, 20 Wall. 655, 662-663.
In United Public Workers v. Mitchell, supra, at 94-95, the
Court stated:
We accept appellants' contention that the nature of
political rights reserved to the people by the Ninth and Tenth Amendments [is] involved.
The right claimed as inviolate may be stated as the right of a citizen to act as a party
official or worker to further his own political views. Thus, we have a measure of
interference by the Hatch Act and the Rules with what otherwise would be the freedom of
the civil servant under the First, Ninth and Tenth Amendments. And, if we look upon due
process as a guarantee of freedom in those fields, there is a corresponding impairment of
that right under the Fifth Amendment.
7. In light of the tests enunciated in these cases, it cannot be
said that a judge's responsibility to determine whether a right is basic and fundamental
in this sense vests him with unrestricted personal discretion. In fact, a hesitancy to
allow too broad a discretion was a substantial reason leading me to conclude, in Pointer
v. Texas, supra, at 413-414, that those rights absorbed by the Fourteenth Amendment
and applied to the States because they are fundamental apply with equal force and to the
same extent against both federal and state governments. In Pointer, I said that the
contrary view would require
this Court to make the extremely subjective and
excessively discretionary determination as to whether a practice, forbidden the Federal
Government by a fundamental constitutional guarantee, is, as viewed in the factual
circumstances surrounding each individual case, sufficiently repugnant to the notion of
due process as to be forbidden the States.
Id. at 413.
8. Pointer v. Texas, supra at 413. See also the
discussion of my Brother DOUGLAS, Poe v. Ullman, supra, at 517-518 (dissenting
opinion).
HARLAN, J., Concurring in the Judgment
MR. JUSTICE HARLAN, concurring in the judgment.
I fully agree with the judgment of reversal, but find myself unable
to join the Court's opinion. The reason is that it seems to me to evince an approach to
this case very much like that taken by my Brothers BLACK and STEWART in dissent, namely:
the Due Process Clause of the Fourteenth Amendment does not touch this Connecticut statute
unless the enactment is found to violate some right assured by the letter or penumbra of
the Bill of Rights. [p*500]
In other words, what I find implicit in the Court's opinion
is that the "incorporation" doctrine may be used to restrict the reach of
Fourteenth Amendment Due Process. For me, this is just as unacceptable constitutional
doctrine as is the use of the "incorporation" approach to impose upon the States
all the requirements of the Bill of Rights as found in the provisions of the first eight
amendments and in the decisions of this Court interpreting them. See, e.g., my
concurring opinions in Pointer v. Texas, 380 U.S. 400, 408, and Griffin v.
California, 380 U.S. 609, 615, and my dissenting opinion in Poe v. Ullman, 367
U.S. 497, 522, at pp. 539-545.
In my view, the proper constitutional inquiry in this case is
whether this Connecticut statute infringes the Due Process Clause of the Fourteenth
Amendment because the enactment violates basic values "implicit in the concept of
ordered liberty," Palko v. Connecticut, 302 U.S. 319, 325. For reasons stated
at length in my dissenting opinion in Poe v. Ullman, supra, I believe that it does.
While the relevant inquiry may be aided by resort to one or more of the provisions of the
Bill of Rights, it is not dependent on them or any of their radiations. The Due Process
Clause of the Fourteenth Amendment stands, in my opinion, on its own bottom.
A further observation seems in order respecting the justification of
my Brothers BLACK and STEWART for their "incorporation" approach to this case.
Their approach does not rest on historical reasons, which are, of course, wholly lacking (see
Fairman, Does the Fourteenth Amendment Incorporate the Bill of Rights? The Original
Understanding, 2 Stan.L.Rev. 5 (1949)), but on the thesis that, by limiting the content of
the Due Process Clause of the Fourteenth Amendment to the protection of rights which can
be found elsewhere in the Constitution, in this instance, in the Bill of Rights, judges
will thus be confined to "interpretation" of specific constitutional [p*501] provisions, and will thereby be restrained from introducing their
own notions of constitutional right and wrong into the "vague contours of the Due
Process Clause." Rochin v. California, 342 U.S. 165, 170. While I could not
more heartily agree that judicial "self-restraint" is an indispensable
ingredient of sound constitutional adjudication, I do submit that the formula suggested
for achieving it is more hollow than real. "Specific" provisions of the
Constitution, no less than "due process," lend themselves as readily to
"personal" interpretations by judges whose constitutional outlook is simply to
keep the Constitution in supposed "tune with the times" (post, p. 522). Need one
go further than to recall last Term's reapportionment cases, Wesberry v. Sanders,
376 U.S. 1, and Reynolds v. Sims, 377 U.S. 533, where a majority of the Court
"interpreted" "by the People" (Art. I, § 2) and "equal
protection" (Amdt. 14) to command "one person, one vote," an interpretation
that was made in the face of irrefutable and still unanswered history to the contrary? See
my dissenting opinions in those cases, 376 U.S. at 20; 377 U.S. at 589.
Judicial self-restraint will not, I suggest, be brought about in the
"due process" area by the historically unfounded incorporation formula long
advanced by my Brother BLACK, and now in part espoused by my Brother STEWART. It will be
achieved in this area, as in other constitutional areas, only by continual insistence upon
respect for the teachings of history, solid recognition of the basic values that underlie
our society, and wise appreciation of the great roles that the doctrines of federalism and
separation of powers have played in establishing and preserving American freedoms. See
Adamson v. California, 332 U.S. 46, 59 (Mr. Justice Frankfurter, concurring).
Adherence to these principles will not, of course, obviate all constitutional differences
of opinion among judges, nor should it. Their continued recognition [p*502]
will, however, go farther toward keeping most judges from roaming at large in the
constitutional field than will the interpolation into the Constitution of an artificial
and largely illusory restriction on the content of the Due Process Clause. [*]
* Indeed, my Brother BLACK, in arguing his thesis, is
forced to lay aside a host of cases in which the Court has recognized fundamental rights
in the Fourteenth Amendment without specific reliance upon the Bill of Rights. Post,
p. 512, n. 4.
WHITE, J., Concurring in the Judgment
MR. JUSTICE WHITE, concurring in the judgment.
In my view, this Connecticut law, as applied to married couples,
deprives them of "liberty" without due process of law, as that concept is used
in the Fourteenth Amendment. I therefore concur in the judgment of the Court reversing
these convictions under Connecticut's aiding and abetting statute.
It would be unduly repetitious, and belaboring the obvious, to
expound on the impact of this statute on the liberty guaranteed by the Fourteenth
Amendment against arbitrary or capricious denials or on the nature of this liberty.
Suffice it to say that this is not the first time this Court has had occasion to
articulate that the liberty entitled to protection under the Fourteenth Amendment includes
the right "to marry, establish a home and bring up children," Meyer v.
Nebraska, 262 U.S. 390, 399, and "the liberty . . . to direct the upbringing and
education of children," Pierce v. Society of Sisters, 268 U.S. 510, 534-535,
and that these are among "the basic civil rights of man." Skinner v.
Oklahoma, 316 U.S. 535, 541. These decisions affirm that there is a "realm of
family life which the state cannot enter" without substantial justification. Prince
v. Massachusetts, 321 U.S. 158, 166. Surely the right invoked in this case, to be free
of regulation of the intimacies of [p*503] the marriage
relationship,
come[s] to this Court with a momentum for respect lacking when
appeal is made to liberties which derive merely from shifting economic arrangements.
Kovacs v. Cooper, 336 U.S. 77, 95 (opinion of Frankfurter,
J.).
The Connecticut anti-contraceptive statute deals rather
substantially with this relationship. For it forbids all married persons the right to use
birth control devices, regardless of whether their use is dictated by considerations of
family planning, Trubek v. Ullman, 147 Conn. 633, 165 A.2d 158, health, or indeed
even of life itself. Buxton v. Ullman, 147 Conn. 48, 156 A.2d 508. The anti-use
statute, together with the general aiding and abetting statute, prohibits doctors from
affording advice to married persons on proper and effective methods of birth control. Tileston
v. Ullman, 129 Conn. 84, 26 A.2d 582. And the clear effect of these statutes, as
enforced, is to deny disadvantaged citizens of Connecticut, those without either adequate
knowledge or resources to obtain private counseling, access to medical assistance and
up-to-date information in respect to proper methods of birth control. State v. Nelson,
126 Conn. 412, 11 A.2d 856; State v. Griswold, 151 Conn. 544, 200 A.2d 479. In my
view, a statute with these effects bears a substantial burden of justification when
attacked under the Fourteenth Amendment. Yick Wo v. Hopkins, 118 U.S. 356; Skinner
v. Oklahoma, 316 U.S. 535; Schware v. Board of Bar Examiners, 353 U.S. 232; McLaughlin
v. Florida, 379 U.S. 184, 192.
An examination of the justification offered, however, cannot be
avoided by saying that the Connecticut anti-use statute invades a protected area of
privacy and association or that it demeans the marriage relationship. The nature of the
right invaded is pertinent, to be sure, for statutes regulating sensitive areas of liberty
do, under [p*504] the cases of this Court, require "strict
scrutiny," Skinner v. Oklahoma, 316 U.S. 535, 541, and "must be viewed in
the light of less drastic means for achieving the same basic purpose." Shelton v.
Tucker, 364 U.S. 479, 488.
Where there is a significant encroachment upon personal liberty, the
State may prevail only upon showing a subordinating interest which is compelling.
Bates v. Little Rock, 361 U.S. 516, 524. See also
McLaughlin v. Florida, 379 U.S. 184. But such statutes, if reasonably necessary for
the effectuation of a legitimate and substantial state interest, and not arbitrary or
capricious in application, are not invalid under the Due Process Clause. Zemel v. Rusk,
381 U.S. 1. [*] [p*505]
As I read the opinions of the Connecticut courts and the
argument of Connecticut in this Court, the State claims but one justification for its
anti-use statute. Cf. Allied Stores of Ohio v. Bowers, 358 U.S. 522, 530; Martin
v. Walton, 368 U.S. 25, 28 (DOUGLAS, J., dissenting). There is no serious contention
that Connecticut thinks the use of artificial or external methods of contraception immoral
or unwise in itself, or that the anti-use statute is founded upon any policy of promoting
population expansion. Rather, the statute is said to serve the State's policy against all
forms of promiscuous or illicit sexual relationships, be they premarital or extramarital,
concededly a permissible and legitimate legislative goal.
Without taking issue with the premise that the fear of conception
operates as a deterrent to such relationships in addition to the criminal proscriptions
Connecticut has against such conduct, I wholly fail to see how the ban on the use of
contraceptives by married couples in any way reinforces the State's ban on illicit sexual
relationships. See Schware v. Board of Bar Examiners, 353 U.S. 232, 239.
Connecticut does not bar the importation or possession of contraceptive devices; they are
not considered contraband material under state law, State v. Certain Contraceptive
Materials, 126 Conn. 428, 11 A.2d 863, and their availability in that State is not
seriously disputed. The only way Connecticut seeks to limit or control the availability of
such devices is through its general aiding and abetting statute, whose operation in this
context has [p*506] been quite obviously ineffective, and whose most
serious use has been against birth control clinics rendering advice to married, rather
than unmarried, persons. Cf. Yick Wo v. Hopkins, 118 U.S. 356. Indeed, after over
80 years of the State's proscription of use, the legality of the sale of such devices to
prevent disease has never been expressly passed upon, although it appears that sales have
long occurred and have only infrequently been challenged. This "undeviating policy .
. . throughout all the long years . . . bespeaks more than prosecutorial paralysis." Poe
v. Ullman, 367 U.S. 497, 502. Moreover, it would appear that the sale of
contraceptives to prevent disease is plainly legal under Connecticut law.
In these circumstances, one is rather hard pressed to explain how
the ban on use by married persons in any way prevents use of such devices by persons
engaging in illicit sexual relations, and thereby contributes to the State's policy
against such relationships. Neither the state courts nor the State before the bar of this
Court has tendered such an explanation. It is purely fanciful to believe that the broad
proscription on use facilitates discovery of use by persons engaging in a prohibited
relationship, or for some other reason makes such use more unlikely, and thus can be
supported by any sort of administrative consideration. Perhaps the theory is that the flat
ban on use prevents married people from possessing contraceptives and, without the ready
availability of such devices for use in the marital relationship, there will be no or less
temptation to use them in extramarital ones. This reasoning rests on the premise that
married people will comply with the ban in regard to their marital relationship,
notwithstanding total nonenforcement in this context and apparent nonenforcibility, but
will not comply with criminal statutes prohibiting extramarital affairs and the anti-use
statute in respect to illicit sexual relationships, a premise whose validity has not been [p*507] demonstrated and whose intrinsic validity is not very evident. At
most, the broad ban is of marginal utility to the declared objective. A statute limiting
its prohibition on use to persons engaging in the prohibited relationship would serve the
end posited by Connecticut in the same way, and with the same effectiveness or
ineffectiveness, as the broad anti-use statute under attack in this case. I find nothing
in this record justifying the sweeping scope of this statute, with its telling effect on
the freedoms of married persons, and therefore conclude that it deprives such persons of
liberty without due process of law.
* Dissenting opinions assert that the liberty
guaranteed by the Due Process Clause is limited to a guarantee against unduly vague
statutes and against procedural unfairness at trial. Under this view, the Court is without
authority to ascertain whether a challenged statute, or its application, has a permissible
purpose, and whether the manner of regulation bears a rational or justifying relationship
to this purpose. A long line of cases makes very clear that this has not been the view of
this Court. Dent v. West Virginia, 129 U.S. 114; Jacobson v. Massachusetts,
197 U.S. 11; Douglas v. Noble, 261 U.S. 165; Meyer v. Nebraska, 262 U.S.
390; Pierce v. Society of Sisters, 268 U.S. 510; Schware v. Board of Bar
Examiners, 353 U.S. 232; Aptheker v. Secretary of State, 378 U.S. 500; Zemel
v. Rusk, 381 U.S. 1.
The traditional due process test was well articulated and applied in
Schware v. Board of Bar Examiners, supra, a case which placed no reliance on the
specific guarantees of the Bill of Rights.
A State cannot exclude a person from the practice of
law or from any other occupation in a manner or for reasons that contravene the Due
Process or Equal Protection Clause of the Fourteenth Amendment. Dent v. West Virginia,
129 U.S. 114. Cf. Slochower v. Board of Education, 350 U.S. 551; Wieman v.
Updegraff, 344 U.S. 183. And see Ex parte Secombe, 19 How. 9, 13. A State can
require high standards of qualification, such as good moral character or proficiency in
its law, before it admits an applicant to the bar, but any qualification must have a
rational connection with the applicant's fitness or capacity to practice law. Douglas
v. Noble, 261 U.S. 165; Cummings v. Missouri, 4 Wall. 277, 319-320. Cf.
Nebbia v. New York, 291 U.S. 502. Obviously an applicant could not be excluded merely
because he was a Republican, or a Negro, or a member of a particular church. Even in
applying permissible standards, officers of a State cannot exclude an applicant when there
is no basis for their finding that he fails to meet these standards, or when their action
is invidiously discriminatory.
353 U.S. at 238-239. Cf. Martin v. Walton, 368 U.S. 25, 26
(DOUGLAS, J., dissenting).
BLACK, J., Dissenting Opinion
MR. JUSTICE BLACK, with whom MR. JUSTICE STEWART joins,
dissenting.
I agree with my Brother STEWART's dissenting opinion. And, like him,
I do not to any extent whatever base my view that this Connecticut law is constitutional
on a belief that the law is wise, or that its policy is a good one. In order that there
may be no room at all to doubt why I vote as I do, I feel constrained to add that the law
is every bit as offensive to me as it is to my Brethren of the majority and my Brothers
HARLAN, WHITE and GOLDBERG, who, reciting reasons why it is offensive to them, hold it
unconstitutional. There is no single one of the graphic and eloquent strictures and
criticisms fired at the policy of this Connecticut law either by the Court's opinion or by
those of my concurring Brethren to which I cannot subscribe -- except their conclusion
that the evil qualities they see in the law make it unconstitutional.
Had the doctor defendant here, or even the nondoctor defendant, been
convicted for doing nothing more than expressing opinions to persons coming to the clinic
that certain contraceptive devices, medicines or practices would do them good and would be
desirable, or for telling people how devices could be used, I can think of no reasons at
this time why their expressions of views would not be [p*508]
protected by the First and Fourteenth Amendments, which guarantee freedom of speech. Cf.
Brotherhood of Railroad Trainmen v. Virginia ex rel. Virginia State Bar, 377 U.S. 1; NAACP
v. Button, 371 U.S. 415. But speech is one thing; conduct and physical activities are
quite another. See, e.g., Cox v. Louisiana, 379 U.S. 536, 554-555; Cox v.
Louisiana, 379 U.S. 559, 563-564; id. 575-584 (concurring opinion); Giboney
v. Empire Storage & Ice Co., 336 U.S. 490; cf. Reynolds v. United States,
98 U.S. 145, 163-164. The two defendants here were active participants in an organization
which gave physical examinations to women, advised them what kind of contraceptive devices
or medicines would most likely be satisfactory for them, and then supplied the devices
themselves, all for a graduated scale of fees, based on the family income. Thus, these
defendants admittedly engaged with others in a planned course of conduct to help people
violate the Connecticut law. Merely because some speech was used in carrying on that
conduct -- just as, in ordinary life, some speech accompanies most kinds of conduct -- we
are not, in my view, justified in holding that the First Amendment forbids the State to
punish their conduct. Strongly as I desire to protect all First Amendment freedoms, I am
unable to stretch the Amendment so as to afford protection to the conduct of these
defendants in violating the Connecticut law. What would be the constitutional fate of the
law if hereafter applied to punish nothing but speech is, as I have said, quite another
matter. The Court talks about a constitutional "right of privacy" as though
there is some constitutional provision or provisions forbidding any law ever to be passed
which might abridge the "privacy" of individuals. But there is not. There are,
of course, guarantees in certain specific constitutional provisions which are designed in
part to protect privacy at certain times and places with respect to certain activities.
Such, for example, is the Fourth [p*509] Amendment's guarantee
against "unreasonable searches and seizures." But I think it belittles that
Amendment to talk about it as though it protects nothing but "privacy." To treat
it that way is to give it a niggardly interpretation, not the kind of liberal reading I
think any Bill of Rights provision should be given. The average man would very likely not
have his feelings soothed any more by having his property seized openly than by having it
seized privately and by stealth. He simply wants his property left alone. And a person can
be just as much, if not more, irritated, annoyed and injured by an unceremonious public
arrest by a policeman as he is by a seizure in the privacy of his office or home.
One of the most effective ways of diluting or expanding a
constitutionally guaranteed right is to substitute for the crucial word or words of a
constitutional guarantee another word or words, more or less flexible and more or less
restricted in meaning. This fact is well illustrated by the use of the term "right of
privacy" as a comprehensive substitute for the Fourth Amendment's guarantee against
"unreasonable searches and seizures." "Privacy" is a broad, abstract
and ambiguous concept which can easily be shrunken in meaning but which can also, on the
other hand, easily be interpreted as a constitutional ban against many things other than
searches and seizures. I have expressed the view many times that First Amendment freedoms,
for example, have suffered from a failure of the courts to stick to the simple language of
the First Amendment in construing it, instead of invoking multitudes of words substituted
for those the Framers used. See, e.g., New York Times Co. v. Sullivan, 376 U.S.
254, 293 (concurring opinion); cases collected in City of El Paso v. Simmons, 379
U.S. 497, 517, n. 1 (dissenting opinion); Black, The Bill of Rights, 35 N.Y.U.L.Rev. 865.
For these reasons, I get nowhere in this case by talk about a constitutional "right
of privacy" as an emanation from [p*510] one or more
constitutional provisions. [n1] I like my privacy as well as the next one, but I am
nevertheless compelled to admit that government has a right to. invade it unless
prohibited by some specific constitutional provision. For these reasons, I cannot agree
with the Court's judgment and the reasons it gives for holding this Connecticut law
unconstitutional.
This brings me to the arguments made by my Brothers HARLAN, WHITE
and GOLDBERG for invalidating the Connecticut law. Brothers HARLAN [n2] and WHITE would
invalidate it by reliance on the Due Process Clause of the Fourteenth Amendment, but
Brother GOLDBERG, while agreeing with Brother HARLAN, relies also on the Ninth Amendment.
I have no doubt that the Connecticut law could be applied in such a way as to abridge
freedom of [p*511] speech and press, and therefore violate the First
and Fourteenth Amendments. My disagreement with the Court's opinion holding that there is
such a violation here is a narrow one, relating to the application of the First Amendment
to the facts and circumstances of this particular case. But my disagreement with Brothers
HARLAN, WHITE and GOLDBERG is more basic. I think that, if properly construed, neither the
Due Process Clause nor the Ninth Amendment, nor both together, could under any
circumstances be a proper basis for invalidating the Connecticut law. I discuss the due
process and Ninth Amendment arguments together because, on analysis, they turn out to be
the same thing -- merely using different words to claim for this Court and the federal
judiciary power to invalidate any legislative act which the judges find irrational,
unreasonable or offensive.
The due process argument which my Brothers HARLAN and WHITE adopt
here is based, as their opinions indicate, on the premise that this Court is vested with
power to invalidate all state laws that it considers to be arbitrary, capricious,
unreasonable, or oppressive, or on this Court's belief that a particular state law under
scrutiny has no "rational or justifying" purpose, or is offensive to a
"sense of fairness and justice." [n3] If these formulas based on "natural
justice," or others which mean the same thing, [n4] are to prevail, they require
judges to determine [p*512] what is or is not constitutional on the
basis of their own appraisal of what laws are unwise or unnecessary. The power to make
such decisions is, of course, that of a legislative body. Surely it has to be admitted
that no provision of the Constitution specifically gives such blanket power to courts to
exercise such a supervisory veto over the wisdom and value of legislative policies and to
hold unconstitutional those laws which they believe unwise or dangerous. I readily admit
that no legislative body, state or national, should pass laws that can justly be given any
[p*513] of the invidious labels invoked as constitutional excuses to
strike down state laws. But perhaps it is not too much to say that no legislative body
ever does pass laws without believing that they will accomplish a sane, rational, wise and
justifiable purpose. While I completely subscribe to the holding of Marbury v. Madison,
1 Cranch 137, and subsequent cases, that our Court has constitutional power to strike down
statutes, state or federal, that violate commands of the Federal Constitution, I do not
believe that we are granted power by the Due Process Clause or any other constitutional
provision or provisions to measure constitutionality by our belief that legislation is
arbitrary, capricious or unreasonable, or accomplishes no justifiable purpose, or is
offensive to our own notions of "civilized standards of conduct." [n5] Such an
appraisal of the wisdom of legislation is an attribute of the power to make laws, not of
the power to interpret them. The use by federal courts of such a formula or doctrine or
whatnot to veto federal or state laws simply takes away from Congress and States the power
to make laws based on their own judgment of fairness and wisdom, and transfers that power
to this Court for ultimate determination -- a power which was specifically denied to
federal courts by the convention that framed the Constitution. [n6] [p*514]
Of the cases on which my Brothers WHITE and GOLDBERG rely so
heavily, undoubtedly the reasoning of two of them supports their result here -- as would
that of a number of others which they do not bother to name, e.g., [p*515]
Lochner v. New York, 198 U.S. 45, Coppage v. Kansas, 236 U.S. 1, Jay
Burns Baking Co. v. Bryan, 264 U.S. 504, and Adkins v. Children's Hospital, 261
U.S. 525. The two they do cite and quote from, Meyer v. Nebraska, 262 U.S. 390, and
Pierce v. Society of Sisters, 268 U.S. 510, were both decided in opinions by Mr.
Justice McReynolds which elaborated the same natural law due process philosophy found in Lochner
v. New York, supra, one of the cases on which he relied in Meyer, along with
such other long-discredited decisions as, e.g., Adams v. Tanner, 244 U.S. 590, and Adkins
v. Children's Hospital, supra. Meyer held unconstitutional, as an
"arbitrary" and unreasonable interference with the right of a teacher to carry
on his occupation and of parents to hire him, a [p*516] state law
forbidding the teaching of modern foreign languages to young children in the schools. [n7]
And in Pierce, relying principally on Meyer, Mr. Justice McReynolds said
that a state law requiring that all children attend public schools interfered
unconstitutionally with the property rights of private school corporations because it was
an "arbitrary, unreasonable and unlawful interference" which threatened
"destruction of their business and property." 268 U.S. at 536. Without
expressing an opinion as to whether either of those cases reached a correct result in
light of our later decisions applying the First Amendment to the States through the
Fourteenth, [n8] I merely point out that the reasoning stated in Meyer and Pierce
was the same natural law due process philosophy which many later opinions repudiated, and
which I cannot accept. Brothers WHITE and GOLDBERG also cite other cases, such as NAACP
v. Button, 371 U.S. 415, Shelton v. Tucker, 364 U.S. 479, and Schneider v.
State, 308 U.S. 147, which held that States in regulating conduct could not,
consistently with the First Amendment as applied to them by the Fourteenth, pass
unnecessarily broad laws which might indirectly infringe on First Amendment freedoms. [n9]
See Brotherhood of Railroad Trainmen v. Virginia ex rel. [p*517]
Virginia State Bar, 377 U.S. 1, 7-8. [n10] Brothers WHITE and GOLDBERG now
apparently would start from this requirement that laws be narrowly drafted so as not to
curtail free speech and assembly, and extend it limitlessly to require States to justify
any law restricting "liberty" as my Brethren define "liberty." This
would mean at the [p*518] very least, I suppose, that every state
criminal statute -- since it must inevitably curtail "liberty" to some extent --
would be suspect, and would have to be Justified to this Court. [n11]
My Brother GOLDBERG has adopted the recent discovery [n12] that the
Ninth Amendment as well as the Due Process Clause can be used by this Court as authority
to strike down all state legislation which this Court thinks [p*519]
violates "fundamental principles of liberty and justice," or is contrary to the
"traditions and [collective] conscience of our people." He also states, without
proof satisfactory to me, that, in making decisions on this basis, judges will not
consider "their personal and private notions." One may ask how they can avoid
considering them. Our Court certainly has no machinery with which to take a Gallup Poll.
[n13] And the scientific miracles of this age have not yet produced a gadget which the
Court can use to determine what traditions are rooted in the "[collective] conscience
of our people." Moreover, one would certainly have to look far beyond the language of
the Ninth Amendment [n14] to find that the Framers vested in this Court any such awesome
veto powers over lawmaking, either by the States or by the Congress. Nor does anything in
the history of the Amendment offer any support for such a shocking doctrine. The whole
history of the adoption of the Constitution and Bill of Rights points the other way, and
the very material quoted by my Brother GOLDBERG shows that the Ninth Amendment was
intended to protect against the idea that, "by enumerating particular exceptions to
the grant of power" to the Federal Government, "those rights which were not
singled out were intended to be assigned into the hands of the General Government [the
United States], and were consequently [p*520] insecure." [n15]
That Amendment was passed not to broaden the powers of this Court or any other department
of "the General Government," but, as every student of history knows, to assure
the people that the Constitution in all its provisions was intended to limit the Federal
Government to the powers granted expressly or by necessary implication. If any broad,
unlimited power to hold laws unconstitutional because they offend what this Court
conceives to be the "[collective] conscience of our people" is vested in this
Court by the Ninth Amendment, the Fourteenth Amendment, or any other provision of the
Constitution, it was not given by the Framers, but rather has been bestowed on the Court
by the Court. This fact is perhaps responsible for the peculiar phenomenon that, for a
period of a century and a half, no serious suggestion was ever made that the Ninth
Amendment, enacted to protect state powers against federal invasion, could be used as a
weapon of federal power to prevent state legislatures from passing laws they consider
appropriate to govern local affairs. Use of any such broad, unbounded judicial authority
would make of this Court's members a day-to-day constitutional convention.
I repeat, so as not to be misunderstood, that this Court does have
power, which it should exercise, to hold laws unconstitutional where they are forbidden by
the Federal Constitution. My point is that there is no provision [p*521]
of the Constitution which either expressly or impliedly vests power in this Court to sit
as a supervisory agency over acts of duly constituted legislative bodies and set aside
their laws because of the Court's belief that the legislative policies adopted are
unreasonable, unwise, arbitrary, capricious or irrational. The adoption of such a loose
flexible. uncontrolled standard for holding laws unconstitutional, if ever it is finally
achieved, will amount to a great unconstitutional shift of power to the courts which I
believe and am constrained to say will be bad for the courts, and worse for the country.
Subjecting federal and state laws to such an unrestrained and unrestrainable judicial
control as to the wisdom of legislative enactments would, I fear, jeopardize the
separation of governmental powers that the Framers set up, and, at the same time, threaten
to take away much of the power of States to govern themselves which the Constitution
plainly intended them to have. [n16] [p*522]
I realize that many good and able men have eloquently spoken
and written, sometimes in rhapsodical strains, about the duty of this Court to keep the
Constitution in tune with the times. The idea is that the Constitution must be changed
from time to time, and that this Court is charged with a duty to make those changes. For
myself, I must, with all deference, reject that philosophy. The Constitution makers knew
the need for change, and provided for it. Amendments suggested by the people's elected
representatives can be submitted to the people or their selected agents for ratification.
That method of change was good for our Fathers, and, being somewhat old-fashioned, I must
add it is good enough for me. And so I cannot rely on the Due Process Clause or the Ninth
Amendment or any mysterious and uncertain natural law concept as a reason for striking
down this state law. The Due Process Clause, with an "arbitrary and capricious"
or "shocking to the conscience" formula, was liberally used by this Court to
strike down economic legislation in the early decades of this century, threatening, many
people thought, the tranquility and stability of the Nation. See, e.g., Lochner v. New
York, 198 U.S. 45. That formula, based on subjective considerations of "natural
justice," is no less dangerous when used to enforce this Court's views about personal
rights than those about economic rights. I had thought that we had laid that formula, as a
means for striking down state legislation, to rest once and for all in cases like West
Coast Hotel Co. v. Parrish, 300 U.S. 379; Olsen v. Nebraska ex rel. Western
Reference & Bond Assn., 313 U.S. 236, and many other [p*523]
opinions. [n17] See also Lochner v. New York, 198 U.S. 45, 74 (Holmes, J.,
dissenting).
In Ferguson v. Skrupa, 372 U.S. 726, 730, this Court two
years ago said, in an opinion joined by all the Justices but one, [n18] that
The doctrine that prevailed in Lochner, Coppage, Adkins, Burns,
and like cases -- that due process authorizes courts to hold laws unconstitutional when
they believe the legislature has acted unwisely -- has long since been discarded. We have
returned to the original constitutional proposition that courts do not substitute their
social and economic beliefs for the judgment of legislative bodies, who are elected to
pass laws.
And only six weeks ago, without even bothering to hear argument,
this Court overruled Tyson & Brother v. Banton, 273 U.S. 418, which had held
state laws regulating ticket brokers to be a denial of due process of law. [n19] Gold
[p*524] v. DiCarlo, 380 U.S. 520. I find April's holding hard
to square with what my concurring Brethren urge today. They would reinstate the Lochner,
Coppage, Adkins, Burns line of cases, cases from which this Court recoiled after the
1930's, and which had been, I thought, totally discredited until now. Apparently my
Brethren have less quarrel with state economic regulations than former Justices of their
persuasion had. But any limitation upon their using the natural law due process philosophy
to strike down any state law, dealing with any activity whatever, will obviously be only
self-imposed. [n20]
In 1798, when this Court was asked to hold another Connecticut law
unconstitutional, Justice Iredell said:
[I]t has been the policy of all the American states which
have individually framed their state constitutions since the revolution, and of the people
of the United States when they framed the Federal Constitution, to define with
precision the objects of the legislative power, and to restrain its exercise within marked
and settled boundaries. If any act of Congress, or of the Legislature of a state, violates
those constitutional provisions, it is unquestionably void, though I admit that, as the
authority to declare it void is of a delicate and awful nature, the Court will never
resort to that authority but in a clear and urgent case. If, on the other hand, the
Legislature of the Union, or the Legislature of any member of the Union, shall pass a law
within the [p*525] general scope of their constitutional power, the
Court cannot pronounce it to be void, merely because it is, in their judgment, contrary to
the principles of natural justice. The ideas of natural justice are regulated by no fixed
standard: the ablest and the purest men have differed upon the subject, and all that the
Court could properly say in such an event would be that the Legislature (possessed of an
equal right of opinion) had passed an act which, in the opinion of the judges, was
inconsistent with the abstract principles of natural justice.
Calder v. Bull, 3 Dall. 386, 399 (emphasis in original). I
would adhere to that constitutional philosophy in passing on this Connecticut law today. I
am not persuaded to deviate from the view which I stated in 1947 in Adamson v.
California, 332 U.S. 46, 90-92 (dissenting opinion):
Since Marbury v. Madison, 1 Cranch 137, was decided, the
practice has been firmly established, for better or worse, that courts can strike down
legislative enactments which violate the Constitution. This process, of course, involves
interpretation, and since words can have many meanings, interpretation obviously may
result in contraction or extension of the original purpose of a constitutional provision,
thereby affecting policy. But to pass upon the constitutionality of statutes by looking to
the particular standards enumerated in the Bill of Rights and other parts of the
Constitution is one thing; to invalidate statutes because of application of "natural
law" deemed to be above and undefined by the Constitution is another.
In the one instance,
courts, proceeding within clearly marked constitutional boundaries, seek to execute
policies written into the Constitution; in the other, they roam at will in the limitless [p*526] area of their own beliefs
as to reasonableness, and actually select policies, a responsibility which the
Constitution entrusts to the legislative representatives of the people.
Federal Power Commission v. Pipeline Co., 315 U.S. 575, 599,
601, n.4. [n21]
(Footnotes omitted.) The late Judge Learned Hand, after emphasizing
his view that judges should not use the due process formula suggested in the concurring
opinions today or any other formula like it to invalidate legislation offensive to their
"personal preferences," [n22] made the statement, with which I fully agree,
that:
For myself, it would be most irksome to be ruled by a bevy of
Platonic Guardians, even if I [p*527] knew how to choose them, which
I assuredly do not. [n23]
So far as I am concerned, Connecticut's law, as applied here, is not
forbidden by any provision of the Federal Constitution as that Constitution was written,
and I would therefore affirm.
1. The phrase "right to privacy" appears
first to have gained currency from an article written by Messrs. Warren and (later Mr.
Justice) Brandeis in 1890 which urged that States should give some form of tort relief to
persons whose private affairs were exploited by others. The Right to Privacy, 4
Harv.L.Rev.193. Largely as a result of this article, some States have passed statutes
creating such a cause of action, and, in others, state courts have done the same thing by
exercising their powers as courts of common law. See generally, 41 Am.Jur. 926-927.
Thus, the Supreme Court of Georgia, in granting a cause of action for damages to a man
whose picture had been used in a newspaper advertisement without his consent, said that
"A right of privacy in matters purely private is . . . derived from natural
law," and that
The conclusion reached by us seems to be . . .
thoroughly in accord with natural justice, with the principles of the law of every
civilized nation, and especially with the elastic principles of the common law. . . .
Pavesich v. New England Life Ins. Co., 122 Ga.190, 194, 218,
50 S.E. 68, 70, 80. Observing that "the right of privacy . . . presses for
recognition here," today this Court, which I did not understand to have power to sit
as a court of common law, now appears to be exalting a phrase which Warren and Brandeis
used in discussing grounds for tort relief, to the level of a constitutional rule which
prevents state legislatures from passing any law deemed by this Court to interfere with
"privacy."
2. Brother HARLAN's views are spelled out at greater length in his
dissenting opinion in Poe v. Ullman, 367 U.S. 497, 539-555.
3. Indeed, Brother WHITE appears to have gone beyond past
pronouncements of the natural law due process theory, which at least said that the Court
should exercise this unlimited power to declare state acts unconstitutional with
"restraint." He now says that, instead of being presumed constitutional (see
Munn v. Illinois, 94 U.S. 113, 123; compare Adkins v. Children's Hospital, 261
U.S. 525, 544), the statute here "bears a substantial burden of justification when
attacked under the Fourteenth Amendment."
4. A collection of the catchwords and catch phrases invoked by
judges who would strike down under the Fourteenth Amendment laws which offend their
notions of natural justice would fill many pages. Thus, it has been said that this Court
can forbid state action which "shocks the conscience," Rochin v. California,
342 U.S. 165, 172, sufficiently to "shock itself into the protective arms of the
Constitution," Irvine v. California, 347 U.S. 128, 138 (concurring opinion).
It has been urged that States may not run counter to the "decencies of civilized
conduct," Rochin, supra, at 173, or "some principle of justice so rooted
in the traditions and conscience of our people as to be ranked as fundamental," Snyder
v. Massachusetts, 291 U.S. 97, 105, or to "those canons of decency and fairness
which express the notions of justice of English-speaking peoples," Malinski v. New
York, 324 U.S. 401, 417 (concurring opinion), or to "the community's sense of
fair play and decency," Rochin, supra, at 173. It has been said that we must
decide whether a state law is "fair, reasonable and appropriate," or is rather
an unreasonable, unnecessary and arbitrary
interference with the right of the individual to his personal liberty or to enter into . .
. contracts,
Lochner v. New York, 198 U.S. 45, 56. States, under this
philosophy, cannot act in conflict with "deeply rooted feelings of the
community," Haley v. Ohio, 332 U.S. 596, 604 (separate opinion), or with
"fundamental notions of fairness and justice," id. 607. See also,
e.g., Wolf v. Colorado, 338 U.S. 25, 27 ("rights . . . basic to our free
society"); Hebert v. Louisiana, 272 U.S. 312, 316 ("fundamental
principles of liberty and justice"); Adkins v. Children's Hospital, 261 U.S.
525, 561 ("arbitrary restraint of . . . liberties"); Betts v. Brady, 316
U.S. 455, 462 ("denial of fundamental fairness, shocking to the universal sense of
justice"); Poe v. Ullman, 367 U.S. 497, 539 (dissenting opinion)
("intolerable and unjustifiable"). Perhaps the clearest, frankest, and briefest
explanation of how this due process approach works is the statement in another case handed
down today that this Court is to invoke the Due Process Clause to strike down state
procedures or laws which it can "not tolerate." Linkletter v. Walker, post,
p. 618, at 631.
5. See Hand, The Bill of Rights (1958) 70: .
[J]udges are seldom content merely to annul the
particular solution before them; they do not, indeed they may not, say that, taking all
things into consideration, the legislators' solution is too strong for the judicial
stomach. On the contrary, they wrap up their veto in a protective veil of adjectives such
as "arbitrary," "artificial," "normal,"
"reasonable," "inherent," "fundamental," or
"essential," whose office usually, though quite innocently, is to disguise what
they are doing and impute to it a derivation far more impressive than their personal
preferences, which are all that, in fact, lie behind the decision.
See also Rochin v. California, 342 U.S. 165, 174 (concurring
opinion). But see Linkletter v. Walker, supra, n. 4, at 631.
6. This Court held in Marbury v. Madison, 1 Cranch 137, that
this Court has power to invalidate laws on the ground that they exceed the constitutional
power of Congress or violate some specific prohibition of the Constitution. See also
Fletcher v. Peck, 6 Cranch 87. But the Constitutional Convention did, on at least two
occasions, reject proposals which would have given the federal judiciary a part in
recommending laws or in vetoing as bad or unwise the legislation passed by the Congress.
Edmund Randolph of Virginia proposed that the President
. . . and a convenient number of the National
Judiciary ought to compose a council of revision with authority to examine every act of
the National Legislature before it shall operate, & every act of a particular
Legislature before a Negative thereon shall be final, and that the dissent of the said
Council shall amount to a rejection, unless the Act of the National Legislature be again
passed, or that of a particular Legislature be again negatived by ___ [original wording
illegible] of the members of each branch.
1 The Records of the Federal Convention of 1787 (Farrand ed.1911)
21.
In support of a plan of this kind, James Wilson of Pennsylvania
argued that:
. . . It had been said that the Judges, as
expositors of the Laws, would have an opportunity of defending their constitutional
rights. There was weight in this observation; but this power of the Judges did not go far
enough. Laws may be unjust, may be unwise, may be dangerous, may be destructive, and yet
not be so unconstitutional as to justify the Judges in refusing to give them effect. Let
them have a share in the Revisionary power, and they will have an opportunity of taking
notice of these characters of a law, and of counteracting, by the weight of their opinions
the improper views of the Legislature.
2 id. at 73.
Nathaniel Gorham of Massachusetts
did not see the advantage of employing the Judges in
this way. As Judges, they are not to be presumed to possess any peculiar knowledge of the
mere policy of public measures.
Ibid. Elbridge Gerry of Massachusetts likewise opposed the
proposal for a council of revision:
. . . He relied, for his part, on the
Representatives of the people as the guardians of their Rights & interests. It [the
proposal] was making the Expositors of the Laws the Legislators, which ought never to be
done.
Id. at 75. And, at another point:
Mr. Gerry doubts whether the Judiciary ought to form
a part of it [the proposed council of revision], as they will have a sufficient check
agst. encroachments on their own department by their exposition of the laws, which
involved a power of deciding on their Constitutionality. . . . It was quite foreign from
the nature of ye. office to make them judges of the policy of public measures.
1 Id. at 97-98. Madison supported the proposal on the ground
that "a Check [on the legislature] is necessary." Id. at 108. John
Dickinson of Delaware opposed it on the ground that "the Judges must interpret the
Laws; they ought not to be legislators." Ibid. The proposal for a council of
revision was defeated. The following proposal was also advanced:
To assist the President in conducting the Public
affairs, there shall be a Council of State composed of the following officers -- 1. The
Chief Justice of the Supreme Court, who shall from time to time recommend such alterations
of and additions to the laws of the U.S. as may in his opinion be necessary to the due
administration of Justice, and such as may promote useful learning and inculcate sound
morality throughout the Union. . . .
2 id. at 342. This proposal too was rejected.
7. In Meyer, in the very same sentence quoted in part by my
Brethren in which he asserted that the Due Process Clause gave an abstract and inviolable
right "to marry, establish a home and bring up children," Mr. Justice McReynolds
also asserted the heretofore discredited doctrine that the Due Process Clause prevented
States from interfering with "the right of the individual to contract." 262 U.S.
at 399.
8. Compare Poe v. Ullman, 367 U.S. at 53-54 (HARLAN, J.,
dissenting).
9. The Court has also said that, in view of the Fourteenth
Amendment's major purpose of eliminating state-enforced racial discrimination, this Court
will scrutinize carefully any law embodying a racial classification to make sure that it
does not deny equal protection of the laws. See McLaughlin v. Florida, 379 U.S. 18.
10. None of the other cases decided in the past 25 years which
Brothers WHITE and GOLDBERG cite can justly be read as holding that judges have power to
use a natural law due process formula to strike down all state laws which they think are
unwise, dangerous, or irrational. Prince v. Massachusetts, 321 U.S. 158, upheld a
state law forbidding minors from selling publications on the streets. Kent v. Dulles,
357 U.S. 116, recognized the power of Congress to restrict travel outside the country so
long as it accorded persons the procedural safeguards of due process and did not violate
any other specific constitutional provision. Schware v. Board of Bar Examiners, 353
U.S. 232, held simply that a State could not, consistently with due process, refuse a
lawyer a license to practice law on the basis of a finding that he was morally unfit when
there was no evidence in the record, 353 U.S. at 246-247, to support such a finding. Compare
Thompson v. City of Louisville, 362 U.S. 199, in which the Court relied in part on Schware.
See also Konigsberg v. State Bar, 353 U.S. 252. And Bolling v. Sharpe, 347
U.S. 497, merely recognized what had been the understanding from the beginning of the
country, an understanding shared by many of the draftsmen of the Fourteenth Amendment,
that the whole Bill of Rights, including the Due Process Clause of the Fifth Amendment,
was a guarantee that all persons would receive equal treatment under the law. Compare
Chambers v. Florida, 309 U.S. 227, 240-241. With one exception, the other modern cases
relied on by my Brethren were decided either solely under the Equal Protection Clause of
the Fourteenth Amendment or under the First Amendment, made applicable to the States by
the Fourteenth, some of the latter group involving the right of association which this
Court has held to be a part of the rights of speech, press and assembly guaranteed by the
First Amendment. As for Aptheker v. Secretary of State, 378 U.S. 500, I am
compelled to say that, if that decision was written or intended to bring about the abrupt
and drastic reversal in the course of constitutional adjudication which is now attributed
to it, the change was certainly made in a very quiet and unprovocative manner, without any
attempt to justify it.
11. Compare Adkins v. Children's Hospital, 261 U.S. 525, 568
(Holmes, J., dissenting):
The earlier decisions upon the same words [the Due
Process Clause] in the Fourteenth Amendment began within our memory, and went no farther
than an unpretentious assertion of the liberty to follow the ordinary callings. Later,
that innocuous generality was expanded into the dogma, Liberty of Contract. Contract is
not specially mentioned in the text that we have to construe. It is merely an example of
doing what you want to do, embodied in the word liberty. But pretty much all law consists
in forbidding men to do some things that they want to do, and contract is no more exempt
from law than other acts.
12. See Patterson, The Forgotten Ninth Amendment (1955). Mr.
Patterson urges that the Ninth Amendment be used to protect unspecified "natural and
inalienable rights." P. 4. The Introduction by Roscoe Pound states that "there
is a marked revival of natural law ideas throughout the world. Interest in the Ninth
Amendment is a symptom of that revival." P. iii.
In Redlich, Are There "Certain Rights . . . Retained by the
People"?, 37 N.Y.U.L.Rev. 787, Professor Redlich, in advocating reliance on the Ninth
and Tenth Amendments to invalidate the Connecticut law before us, frankly states:
But for one who feels that the marriage relationship
should be beyond the reach of a state law forbidding the use of contraceptives, the birth
control case poses a troublesome and challenging problem of constitutional interpretation.
He may find himself saying, "The law is unconstitutional -- but why?" There are
two possible paths to travel in finding the answer. One is to revert to a frankly flexible
due process concept even on matters that do not involve specific constitutional
prohibitions. The other is to attempt to evolve a new constitutional framework within
which to meet this and similar problems which are likely to arise.
Id. at 798.
13. Of course, one cannot be oblivious to the fact that Mr. Gallup
has already published the results of a poll which he says show that 46% of the people in
this country believe schools should teach about birth control. Washington Post, May 21,
1965, p. 2, col. 1. I can hardly believe, however, that Brother GOLDBERG would view 46% of
the persons polled as so overwhelming a proportion that this Court may now rely on it to
declare that the Connecticut law infringes "fundamental" rights, and overrule
the longstanding view of the people of Connecticut expressed through their elected
representatives.
14. U.S.Const., Amend. IX, provides:
The enumeration in the Constitution, of certain
rights, shall not be construed to deny or disparage others retained by the people.
15. 1 Annals of Congress 439. See also II Story, Commentaries
on the Constitution of the United States (5th ed. 1891):
This clause was manifestly introduced to prevent any
perverse or ingenious misapplication of the well known maxim that an affirmation in
particular cases implies a negation in all others; and, e converso, that a negation
in particular cases implies an affirmation in all others. The maxim, rightly understood,
is perfectly sound and safe; but it has often been strangely forced from its natural
meaning into the support of the most dangerous political heresies.
Id. at 651 (footnote omitted).
16. Justice Holmes, in one of his last dissents, written in reply to
Mr. Justice McReynolds' opinion for the Court in Baldwin v. Missouri, 281 U.S. 586,
solemnly warned against a due process formula apparently approved by my concurring
Brethren today. He said:
I have not yet adequately expressed the more than
anxiety that I feel at the ever increasing scope given to the Fourteenth Amendment in
cutting down what I believe to be the constitutional rights of the States. As the
decisions now stand, I see hardly any limit but the sky to the invalidating of those
rights if they happen to strike a majority of this Court as for any reason undesirable. I
cannot believe that the Amendment was intended to give us carte blanche to embody
our economic or moral beliefs in its prohibitions. Yet I can think of no narrower reason
that seems to me to justify the present and the earlier decisions to which I have
referred. Of course, the words "due process of law," if taken in their literal
meaning, have no application to this case, and while it is too late to deny that they have
been given a much more extended and artificial signification, still we ought to remember
the great caution shown by the Constitution in limiting the power of the States, and
should be slow to construe the clause in the Fourteenth Amendment as committing to the
Court, with no guide but the Court's own discretion, the validity of whatever laws the
States may pass.
281 U.S. at 595. See 2 Holmes-Pollock Letters (Howe ed.1941)
267-268.
17. E.g., in Day-Brite Lighting, Inc. v. Missouri, 342
U.S. 421, 423, this Court held that
Our recent decisions make plain that we do not sit
as a superlegislature to weigh the wisdom of legislation nor to decide whether the policy
which it expresses offends the public welfare.
Compare Gardner v. Massachusetts, 305 U.S. 559, which the
Court today apparently overrules, which held that a challenge under the Federal
Constitution to a state law forbidding the sale or furnishing of contraceptives did not
raise a substantial federal question.
18. Brother HARLAN, who has consistently stated his belief in the
power of courts to strike down laws which they consider arbitrary or unreasonable, see,
e.g., Poe v. Ullman, 367 U.S. 497, 539-555 (dissenting opinion), did not join the
Court's opinion in Ferguson v. Skrupa.
19. Justice Holmes, dissenting in Tyson, said:
I think the proper course is to recognize that a
state legislature can do whatever it sees fit to do unless it is restrained by some
express prohibition in the Constitution of the United States or of the State, and that
Courts should be careful not to extend such prohibitions beyond their obvious meaning by
reading into them conceptions of public policy that the particular Court may happen to
entertain.
273 U.S. at 446.
20. Compare Nicchia v. New York, 254 U.S. 228, 231, upholding
a New York dog-licensing statute on the ground that it did not "deprive dog owners of
liberty without due process of law." And, as I said concurring in Rochin v.
California, 342 U.S. 165, 175,
I believe that faithful adherence to the specific
guarantees in the Bill of Rights insures a more permanent protection of individual liberty
than that which can be afforded by the nebulous standards
urged by my concurring Brethren today.
21. Gideon v. Wainwright, 372 U.S. 335, and similar cases
applying specific Bill of Rights provisions to the States do not, in my view, stand for
the proposition that this Court can rely on its own concept of "ordered liberty"
or "shocking the conscience" or natural law to decide what laws it will permit
state legislatures to enact. Gideon, in applying to state prosecutions the Sixth
Amendment's guarantee of right to counsel, followed Palko v. Connecticut, 302 U.S.
319, which had held that specific provisions of the Bill of Rights, rather than the Bill
of Rights as a whole, would be selectively applied to the States. While expressing my own
belief (not shared by MR. JUSTICE STEWART) that all the provisions of the Bill of Rights
were made applicable to the States by the Fourteenth Amendment, in my dissent in Adamson
v. California, 332 U.S. 46, 89, I also said:
If the choice must be between the selective process
of the Palko decision applying some of the Bill of Rights to the States, or the Twining
rule applying none of them, I would choose the Palko selective process.
Gideon and similar cases merely followed the Palko
rule, which, in Adamson, I agreed to follow if necessary to make Bill of Rights
safeguards applicable to the States. See also Pointer v. Texas, 380 U.S. 400; Malloy
v. Hogan, 378 U.S. 1.
22. Hand, The Bill of Rights (1958) 70. See note 5, supra.
See generally id. at 35-45.
23. Id. at 73. While Judge Hand condemned as unjustified the
invalidation of state laws under the natural law due process formula, see id. at
35-45, he also expressed the view that this Court, in a number of cases, had gone too far
in holding legislation to be in violation of specific guarantees of the Bill of Rights.
Although I agree with his criticism of use of the due process formula, I do not agree with
all the views he expressed about construing the specific guarantees of the Bill of Rights.
STEWART, J., Dissenting Opinion
MR. JUSTICE STEWART, whom MR. JUSTICE BLACK joins, dissenting.
Since 1879, Connecticut has had on its books a law which forbids the
use of contraceptives by anyone. I think this is an uncommonly silly law. As a practical
matter, the law is obviously unenforceable, except in the oblique context of the present
case. As a philosophical matter, I believe the use of contraceptives in the relationship
of marriage should be left to personal and private choice, based upon each individual's
moral, ethical, and religious beliefs. As a matter of social policy, I think professional
counsel about methods of birth control should be available to all, so that each
individual's choice can be meaningfully made. But we are not asked in this case to say
whether we think this law is unwise, or even asinine. We are asked to hold that it
violates the United States Constitution. And that I cannot do.
In the course of its opinion, the Court refers to no less than six
Amendments to the Constitution: the First, the Third, the Fourth, the Fifth, the Ninth,
and the Fourteenth. [p*528] But the Court does not say which of
these Amendments, if any, it thinks is infringed by this Connecticut law.
We are told that the Due Process Clause of the Fourteenth Amendment
is not, as such, the "guide" in this case. With that much, I agree. There is no
claim that this law, duly enacted by the Connecticut Legislature, is unconstitutionally
vague. There is no claim that the appellants were denied any of the elements of procedural
due process at their trial, so as to make their convictions constitutionally invalid. And,
as the Court says, the day has long passed since the Due Process Clause was regarded as a
proper instrument for determining "the wisdom, need, and propriety" of state
laws. Compare Lochner v. New York, 198 U.S. 45, with Ferguson v. Skrupa, 372
U.S. 726. My Brothers HARLAN and WHITE to the contrary,
[w]e have returned to the original constitutional proposition that
courts do not substitute their social and economic beliefs for the judgment of legislative
bodies, who are elected to pass laws.
Ferguson v. Skrupa, supra, at 730
As to the First, Third, Fourth, and Fifth Amendments, I can find
nothing in any of them to invalidate this Connecticut law, even assuming that all those
Amendments are fully applicable against the States. [n1] It has [p*529]
not even been argued that this is a law "respecting an establishment of religion, or
prohibiting the free exercise thereof." [n2] And surely, unless the solemn process of
constitutional adjudication is to descend to the level of a play on words, there is not
involved here any abridgment of
the freedom of speech, or of the press; or the right of the people
peaceably to assemble, and to petition the Government for a redress of grievances. [n3]
No soldier has been quartered in any house. [n4] There has been no
search, and no seizure. [n5] Nobody has been compelled to be a witness against himself.
[n6]
The Court also quotes the Ninth Amendment, and my Brother GOLDBERG's
concurring opinion relies heavily upon it. But to say that the Ninth Amendment has
anything to do with this case is to turn somersaults with history. The Ninth Amendment,
like its companion, the Tenth, which this Court held "states but a truism that all is
retained which has not been surrendered," United States v. Darby, 312 U.S.
100, 124, was framed by James Madison and adopted by the States simply to make clear that
the adoption of the Bill of Rights did not alter the plan that [p*530]
the Federal Government was to be a government of express and limited powers, and
that all rights and powers not delegated to it were retained by the people and the
individual States. Until today, no member of this Court has ever suggested that the Ninth
Amendment meant anything else, and the idea that a federal court could ever use the Ninth
Amendment to annul a law passed by the elected representatives of the people of the State
of Connecticut would have caused James Madison no little wonder.
What provision of the Constitution, then, does make this state law
invalid? The Court says it is the right of privacy "created by several fundamental
constitutional guarantees." With all deference, I can find no such general right of
privacy in the Bill of Rights, in any other part of the Constitution, or in any case ever
before decided by this Court. [n7]
At the oral argument in this case, we were told that the Connecticut
law does not "conform to current community standards." But it is not the
function of this Court to decide cases on the basis of community standards. We are here to
decide cases "agreeably to the Constitution and laws of the United States." It
is the essence of judicial [p*531] duty to subordinate our own
personal views, our own ideas of what legislation is wise and what is not. If, as I should
surely hope, the law before us does not reflect he standards of the people of Connecticut,
the people of Connecticut can freely exercise their true Ninth and Tenth Amendment rights
to persuade their elected representatives to repeal it. That is the constitutional way to
take this law off the books. [n8]
1. The Amendments in question were, as everyone
knows, originally adopted as limitations upon the power of the newly created Federal
Government, not as limitations upon the powers of the individual States. But the Court has
held that many of the provisions of the first eight amendments are fully embraced by the
Fourteenth Amendment as limitations upon state action, and some members of the Court have
held the view that the adoption of the Fourteenth Amendment made every provision of the
first eight amendments fully applicable against the States. See Adamson v. California,
332 U.S. 46, 68 (dissenting opinion of MR. JUSTICE BLACK).
2. U.S. Constitution, Amendment I. To be sure, the injunction
contained in the Connecticut statute coincides with the doctrine of certain religious
faiths. But if that were enough to invalidate a law under the provisions of the First
Amendment relating to religion, then most criminal laws would be invalidated. See,
e.g., the Ten Commandments. The Bible, Exodus 20:2-17 (King James).
3. U.S. Constitution, Amendment I. If all the appellants had done
was to advise people that they thought the use of contraceptives was desirable, or even to
counsel their use, the appellants would, of course, have a substantial First Amendment
claim. But their activities went far beyond mere advocacy. They prescribed specific
contraceptive devices and furnished patients with the prescribed contraceptive materials.
4. U.S. Constitution, Amendment III.
5. U.S. Constitution, Amendment IV.
6. U.S. Constitution, Amendment V.
7. Cases like Shelton v. Tucker, 364 U.S. 479 and Bates v.
Little Rock, 361 U.S. 516, relied upon in the concurring opinions today, dealt with
true First Amendment rights of association, and are wholly inapposite here. See also,
e.g., NAACP v. Alabama, 357 U.S. 449; Edwards v. South Carolina, 372 U.S. 229.
Our decision in McLaughlin v. Florida, 379 U.S. 184, is equally far afield. That
case held invalid under the Equal Protection Clause, a state criminal law which
discriminated against Negroes.
The Court does not say how far the new constitutional right of
privacy announced today extends. See, e.g., Mueller, Legal Regulation of Sexual
Conduct, at 127; Ploscowe, Sex and the Law, at 189. I suppose, however, that, even after
today, a State can constitutionally still punish at least some offenses which are not
committed in public.
8. See Reynolds v. Sims, 377 U.S. 533, 562. The Connecticut
House of Representatives recently passed a bill (House Bill No. 2462) repealing the birth
control law. The State Senate has apparently not yet acted on the measure, and today is
relieved of that responsibility by the Court. New Haven Journal-Courier, Wed., May 19,
1965, p. 1, col. 4, and p. 13, col. 7. |